Purpose of this code
This Code of Conduct was drafted in accordance with the Department for Education’s new national framework for Fixed Penalty Notices (FPNs) which aims to achieve a more consistent approach across the country.
The code describes how FPs are issued by Brighton and Hove City Council in line with the current Working together to improve school attendance DfE guidance. This guidance is statutory and came into effect on 19 August 2024.
The changes introduced a national threshold for FPNs for unauthorised absences and increased the Penalties to be paid.
This Code of Conduct reflects those changes and has been drawn up in consultation with headteachers and governing bodies of state-funded schools and the local police force.
What Fixed Penalty Notices are
FPNs are fines issued to parents as an alternative to prosecution if a child is of compulsory school age and parents have failed to ensure that their child regularly attends the school where they are registered (or, in certain cases, a place where alternative provision is provided).
Types of Fixed Penalty Notices
There are three types of FPNs:
- Unauthorised Absence FPNs – when a child misses 10 or more sessions (5 days) of school for unauthorised absence within a period of 10 school weeks.
- Exclusion FPNs – when parents allow their child to be present in a public place during school hours without reasonable justification during the first 5 days of a Permanent Exclusion or a Fixed Term Exclusion (also known as a Suspension).
- Truancy Sweep FPNs - when a Truancy Sweep is conducted, and a child is found to be absent from school.
How a Fixed Penalty Notice is issued
For all children attending schools in the Brighton and Hove area, FPNs are issued by Brighton & Hove City Council upon receipt of a referral from the school.
The legal basis for issuing FPNs
It is a legal requirement under section 7 of the Education Act 1996 that parents ensure that children of compulsory school age receive full-time education that is suitable to their age, ability, aptitude and any special educational needs.
An Unauthorised Absence FPN may be issued to a parent as an alternative to prosecution for irregular school attendance under section 444 of the Education Act 1996. They can only be issued in relation to children of compulsory school age.
The Education (Penalty Notices) (England) Regulations 2007 (and subsequent amendments) set out how Penalty Notices for school absence must be used. The national framework for such Penalty Notices is contained in the statutory guidance ‘Working together to improve school attendance’.
The legislation that relates to FPNs for child present in a public place during an Exclusion is section 105 of the Education and Inspections Act 2006.
How we define the term “parent”
The term “parent” does not have to refer to a biological parent. It includes any person who has parental responsibility for the child or who has care of the child, as set out in section 576 of the Education Act 1996.
FPNs will usually be issued to the parent(s) as defined above with day-to-day responsibility for the child’s attendance (regardless of which parent has applied for a leave of absence).
The national threshold for an Unauthorised Absence FPN
An Unauthorised Absence FPN is triggered once the national threshold has been met. This is when a child has been recorded as having had unauthorised absence for 10 or more sessions (5 or more school days) in a period of 10 school weeks. One or a combination of the following codes count as unauthorised absence:
- G-codes (unauthorised term-time holiday)
- N-codes (no reason yet provided for absence)
- O-codes (unauthorised poor attendance)
- U-codes (unauthorised lateness after the close of registration)
It should be noted that, although the threshold for an Unauthorised FPN absence is usually 10 sessions in a rolling period of 10 school weeks, statutory guidance and this Code of Conduct allow an FPN to be issued before this threshold is met.
This might apply, for instance, where parents are avoiding the national threshold by taking several term time holidays that are each just below threshold, or for repeated absence for birthdays or other family events.
How we define a “school week”
A school week means any period of seven days, beginning with a Monday, in which the school meets for at least one session. The threshold can be met with any combination of unauthorised absence (for example, 4 sessions of holiday taken in term time plus 6 sessions of arriving late after the register closes, all within 10 school weeks).
These sessions can be consecutive or not.
The period of 10 school weeks can also span different terms or school years (for example, 2 sessions of unauthorised absence in the Summer Term and a further 8 within the Autumn Term).
Warning of the risk of an FPN before issuing one
In the case of an Unauthorised Absence FPN:
- If half or more of the 10 absent sessions (2.5 days or more) were G-coded (classified as an unauthorised holiday), no warning is required. Parents must secure the school’s written permission before any absence. National legislation requires that parents request permission for the holiday before any absence begins.
- If less than half of the 10 absent sessions (less than 2.5 days) were G-coded, the school would usually be expected to have given written warning of the risk of an FPN.
In the case of an Exclusion FPN, the school must have warned parents of the days the child must not be present in a public place.
In the case of a Truancy Sweep FPN, no warning is needed.
Notices to Improve
A Notice to Improve is a final opportunity for a parent to engage in support and improve attendance before a Penalty Notice is issued. It is issued by the school.
If the 10 session threshold for issuing an FPN has been met and support is appropriate, but not engaged with by the parent or has not worked, a Notice to Improve should usually be sent to give parents a final chance to engage in support.
It should include an improvement period of between 3 and 6 weeks and contain a clear warning that any unauthorised absence in that period can trigger an FPN or prosecution without further warning (if attendance improvement is not secured within the improvement period).
Schools can choose not to use a Notice to Improve in cases:
- where support would be appropriate but a Notice to Improve is not expected to have any impact on a parent’s behaviour (for example, because the parent has already received one for a similar offence)
- where support is not appropriate (for example a term-time holiday)
How much a Fixed Penalty Notice is
For absences occurring in or after the Autumn Term 2024:
- The first FPN issued to a parent in respect of a particular child is £160 if paid within 28 days. This will be reduced to £80 if paid within 21 days.
- If a second FPN is issued to the same parent in respect of the same child within a rolling period of 3 years, this second FPN is charged at a flat rate of £160 if paid within 28 days, with no reduction for payment within 21 days.
- A third FPN cannot be issued to the same parent in respect of the same child within 3 years of the first fine being issued. Alternative action should be taken, such as prosecution.
The escalation process mentioned in (b) and (c) above applies only to Unauthorised Absence FPNs. Exclusion and Truancy FPNs don’t count towards the limit as part of the escalation process.
Only fines issued in relation to absences that occurred after August 2024 will be charged at this rate. For FPNs issued in relation to absences before August 2024, see our previous code of conduct.
What happens after you recieve a Fixed Penalty Notice
FPNs are intended as an alternative to prosecution, but legally only serve this function if they are fully paid within 28 days. Parents can therefore be prosecuted if FPNs are not paid in full by the 28 day deadline.
There is no option for a gradual payment plan.
What happens if a parent doesn’t pay the FPN
If the FPN is not paid in full within 28 days, the Local Authority will consider whether to prosecute. Prosecutions are brought in connection with the alleged offence that triggered the fine.
The Local Authority has the power to prosecute parents who fail to secure their child’s regular attendance at a school, for which there are two separate offences:
- section 444(1) where a parent fails to secure the child’s regular attendance; and
- section 444(1A) where a parent knows that the child is failing to attend school regularly and fails to ensure the child does so
The section 444(1) offence may result in a fine of up £1,000 and the section 444(1A) offence may result in a fine of up to £2,500, and/or a community order or imprisonment of up to 3 months.
Right of appeal
Section 199 of the DfE guidance states that there is no right of appeal by parents against a Penalty Notice.
Any disputes over how a child’s absence is recorded ought to have been resolved before an FPN is issued and should be taken up with the school. The Local Authority is unable to change a school’s classification.
Parents should respect a school’s classification, challenging it only if evidence that could not have been presented before the FPN was issued becomes available.
When an FPN remains unpaid, the Local Authority will decide whether to consider prosecution after the 28 day deadline, so it is important that disputes be resolved by that time.
How FPN outcomes will be communicated to the school
Schools can request updates in relation to specific cases. This may be when relevant information comes to light in relation to an FPN, for example a parent provides evidence not previously seen by the school or an address provided by the school is found by the Local Authority to be out-of-date.
Legislation and guidance
- Working together to improve school attendance - Statutory guidance for maintained schools, academies, independent schools and local authorities
- Education and Inspections Act 2006
- The Education (Penalty Notices) (England) Regulations 2007
- The Education (Penalty Notices) (England) (Amendment) Regulations 2012
- The Education (Penalty Notices) (England) (Amendment) Regulations 2013
- The Education (Penalty Notices) (England) (Amendment) Regulations 2024